In this issue, we discuss updated compliance dates for registered funds regarding amended Form N-PORT reporting requirements, and co-investment exemptive relief for BDCs and closed-end fu...
In this issue, we discuss regulatory developments regarding the Investment Company Act βnames rule,β new FAQs regarding the Advisers Act βmarketing ruleβ and a FinCEN interim rule...
In this issue, we discuss recent developments regarding compliance with Exchange Act Rule 13f-2 and Form SHO, and FinCENβs extension of the beneficial ownership reporting deadline.
In this issue, we discuss recent developments regarding enforcement of the Corporate Transparency Act, and the SEC staffβs updated FAQs regarding the Names Rule under the Investment Com...
In this issue, we discuss recent developments regarding enforcement of the Corporate Transparency Act, and enforcement actions involving investment advisersβ alleged violations of the M...
In this issue, we discuss technical amendments adopted by the SEC to reflect the federal courtβs decision to vacate the private fund advisers rule under the Advisers Act.
In this issue we discuss, among other things, recent enforcement actions involving investment advisers and alleged violations of the Marketing Rule under the Advisers Act.
In this issue we discuss, among other things, amended reporting requirements for registered funds and SEC guidance regarding open-end fund liquidity risk management programs, as well as r...
In this issue, we discuss a recent enforcement action involving a private fund adviser that allegedly included misleading performance information in advertisements in violation of the Mar...
